Compliance and Legal


Uniting Ethical Investors Limited trading as U Ethical, ABN 46 102 469 821, holds an Australian Financial Services Licence No. 294147. Information provided by us is general in nature and does not take into account investors’ particular objectives, financial situations or needs. U Ethical recommends that all investors seek independent financial advice before deciding to acquire any U Ethical product or service.​


U Ethical’s commitment to compliance starts at the Board of Directors which is responsible for compliance of the whole organisation. The Board of Directors is committed to complying with laws, regulations, relevant industry codes, and organisational standards.

All staff, from the Board of Directors down, are expected to be actively involved in meeting these requirements and continuously improving our Compliance Program.

U Ethical operates under the umbrella of The Uniting Church in Australia, Synod of Victoria and Tasmania, and does not have any relationships or associations otherwise that might influence us in providing you with our services.